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Application for Repository Resources: Process


 

Overview
Letter of Intent
Application Content
Revised or Supplemental Applications Only to the Repository
Revised Applications for Funding
Applications for Resources from the Repository to Expand Scope
Notice of Proprietary Information


 

Overview

The purpose of the Research Program is to provide biological specimens and data to support the highest quality research that contributes to our fundamental scientific knowledge, particularly as it addresses the health of women at the mid-life and helps address the concerns of the public health.

In brief, the solicitation, review and award process for the SWAN Repository consists of several levels. First, Letters of Intent to the Repository Organization ensure that proposals are relevant to the program purpose and can actually be achieved given the resources of the Repository. If sufficient material is available, given the constraints of the Repository resources, applications are then reviewed by science advisors for scientific and technical quality. A portfolio about the application is submitted to the Repository Advisory Group for their recommendation. This application and the Advisory Group recommendation is then delivered to the SWAN Steering Committee for final approval.

A SWAN investigator is assigned to any approved proposal in which the investigative team does not include a SWAN investigator. The purpose of this assignment is to facilitate that the investigative team appropriately and effectively utilizing the information resources provided to the grantee and to provide assistance to the investigators toward the successful completion of the project. This project investigator is expected to have full status accorded a co-investigator on any research endeavor.

When a project is completed, the investigators submit a final report and are encouraged to publish the work in an independent, peer-reviewed journal for the benefit of the scientific community at large. Additionally, within an agreed upon time period (i.e. 3--years) of release of the resources, the investigator will also remit back to the Repository those newly-developed data generated from the specimen resources. This will include appropriate documentation of methodology and quality assurance, with the expectation that this data will become a part of the universe of resources available through the Repository.

Steps in the application process include initial communication and familiarization with the SWAN Repository and its resources, submitting a formal letter of intent and follow-up with a written application.
 
 

Letter of Intent

A three to six page Letter of Intent is submitted, including a synopsis of the proposed research with reference to the project's specific goal(s), the general approach to be used, and identification of all participating investigators and their institutions. The Letter of Intent should be accompanied by an itemization of specimens requested, a justification of the selection of these particular specimens, and the characteristics of women that provided the specimens. Most particularly, the prospective resource recipient is asked to identify the following:

  • type of specimen (s) that are required (serum, plasma, urine, DNA)
  • volume of specimen (s) required
  • ability to use previously thawed specimens
  • the number of specimens that are required (power estimates are important)
  • nature of the specimens required with respect to the SWAN design (i.e.: all cross-sectional samples of women who have transitioned; Asian women only; those with hyperinsulinemia plus age, weight, ethnic matched controls)

The Letter of Intent should identify the nature of the supporting data that might be required from the SWAN database with as much specificity as possible. It is highly desirable to identify the variables of interest.

Additionally, the Letter of Intent should identify the resources available or that will have to be sought in order to undertake the research project. Thus, the prospective applicant is asked to identify the following:

  • Are existing fiscal resources in place to immediately use the specimen resources that could be released?
  • If fiscal resources are not in place, what mechanisms are being used to secure these fiscal resources?
  • If fiscal resources are not in place, how long would it take to secure these fiscal resources?

Finally, the Letter of Intent should document the capacity of the applicant laboratory to actually undertake the proposed work. This documentation could include published work, validation studies, progress reports that document laboratory acumen, or novel assay approaches for specific questions of interest. Investigators are encouraged to include a comprehensive description of the existing physical resources and environment, including their laboratory, its equipment, laboratory space and computing resources related to the proposal.

These Letters of Intent will serve at least two purposes. First, they allow the Repository Organization to ascertain whether specimen (and data) resources are available that are consistent with the investigators project goals. Second, the Letters of Intent can be used to evoke the scientific review process.

In all correspondence, investigators should include appropriate communications information including fax number, telephone number and e-mail address.

Click here to download an example Letter of Intent.

The Letter of Intent should be received no later than 7 days prior to the scheduled RO meetings, at swan_repository@umich.edu or at the following address:
 
MaryFran Sowers, PhD
SWAN Repository Organization fax: 734-764-6250
University of Michigan e-mail: swan_repository@umich.edu
109 Observatory St. telephone: 734.936.3892
SPH I, Room 1846
Ann Arbor, MI 48104


 

Application Content

Applications should be submitted in a format similar to the NIH-398 format and need be no longer than 10-12 pages. The application should be submitted electronically by diskette or e-mail to the Repository Organization to: swan_repository@umich.edu.

Applications are expected to use a  12 point font, maintain 1 inch margins, and be consistent with high standards of grammar usage, spelling and sentence structure. While this is not an application for funding, it is nevertheless an application for resources. Thus, a budget and budget justification are not necessary

Research Abstract

A concise, descriptive summary of the project must be submitted with the application. Abstracts are limited to 450 words and 12 point font.

Research Plan

The Research Plan should include sufficient information needed for evaluation of the project, independent of any other document. Be specific and informative, and avoid redundancies.

It is expected that the Research Plan will have the following major sections:

  • Introduction, Specific Aims and Hypotheses
  • Background and Significance
  • Preliminary Studies
  • Methods and Materials

However, the Research Plan (Methods and Materials section) for the SWAN Repository must contain elements that are uniquely different from most research applications. These are as follows:

  • There must be a comprehensive and complete description of the nature and type of biological specimens that being requested that include:
    • type of specimen (s) that are required (serum, plasma, urine, DNA)
    • volume of specimen (s) required
    • ability to use previously thawed specimens
    • the number of specimens that are required (power estimates are important)
    • nature of the specimens required with respect to the SWAN design (i.e.: all cross-sectional samples of women who have transitioned; Asian women only; those with hyperinsulinemia plus age, weight, ethnic matched controls)
  • There must be a description of the data resources that will be required from the SWAN Core data set.
  • There must be an accompanying agreement in which the investigators agree to return the data derived from the specimens back to the Repository within a three year period. This is not included in the 10-12 page count.
  • There must be a plan to document the quality assurance program to be undertaken while utilizing the specimens
  • There must be assurances that the data from the quality assurance program will accompany the remission of the data to the Repository
  • There must be assurances that a SWAN investigator will join the approved investigation to facilitate the appropriate and effective utilization of the information resources provided to the grantee and to provide assistance to the investigators toward the successful completion of the project. This project Repository investigator is expected to have full status accorded a co-investigator on any research endeavor.
  • There must be evidence that the project has been submitted for review by the applicant's local Institutional Review Board. A plan for notification of approval is necessary if approval does not accompany the application. Data and specimens will not be released in the absence of approval.

Each of the four major sections should address factors relevant to the use of the specimen and data resources from the Repository. For example, the Preliminary Studies Section could address the investigator's previous experience with the specimens that are requested, with the assays to which the specimens will be subjected, and with quality assurance systems that are appropriate to the data that will be generated.

Organize the presentation to answer these questions:

  • What do you intend to do that involves the Repository specimens (including the data)?
  • Why is the work important?
  • What has already been done?
  • How are you going to do the work, particularly the work that relates to the Repository specimens?

All tables, graphs, figures, diagrams, and charts must be included within the 12-page limit. Full-sized glossy photographs of material such as electron micrographs or gels may be included in the Appendix; however, a photocopy of each must also be included within the page limitations of the Research Plan.

Format and Page Distribution

The NIH-398 application suggests the following format and page distribution:

  1. Specific Aims: List the broad, long-term objectives and what the specific research proposed in this application is intended to accomplish. State the hypotheses to be tested.
  2. Background and Significance: Briefly sketch the background leading to the present application, critically evaluate existing knowledge, and specifically identify the gaps that the project is intended to fill. State concisely the importance and health relevance of the research described in this application by relating the specific aims to the broad, long-term objectives.
  3. Relevant preliminary Studies: Use this section to provide an account of studies pertinent to the application information that will help to establish the experience and competence of the investigator to pursue the proposed project with Repository specimens.
  4. Research Design and Methods: Describe the research design and the procedures to be used to accomplish the specific aims of the project, specifically addressing the use of the specimens and SWAN core data. Include how the data will be analyzed and interpreted. Describe any new methodology and its advantage over existing methodologies. Discuss the potential difficulties and limitations of the proposed procedures and alternative approaches to achieve the Aims. As part of this section, provide a tentative sequence or timetable for the project. Point out any procedures, situations, or materials that may be hazardous to personnel and the precautions to be exercised.

Consortium and Contractual Arrangements

Some applications for specimens may include consortium and contractual arrangements. The application should identify and explain arrangements that are proposed between the applicant organization and the consortium organization(s). For example, two or more laboratories may embark upon a combined effort to address a question.

All consortium investigators must sign a letter indicating their knowledge of the consortium and their agreement to adopt and implement the policies of the Repository with respect to the utilization of the specimens, return of the data, acknowledgement of the contribution of the Repository and the SWAN-designated co-investigator.
 
 

Documentation of Human Subjects Training

Specimens made available through the Repository were collected from individuals who provided documented informed consent that the specimens were being collected and would be made available to scientists to expand our knowledge of the public's health. Nonetheless, investigators are required to provide documentation of approval by an  Institutional Review Board prior to the actual release of data or specimens. Additionally, investigators and their key staff must provide written documentation that they have successfully completed training about the ethical use of materials from human subjects, the role of informed consent and the protection of confidentiality.

     

Revised or Supplemental Applications Only to the Repository

All revised or supplemental applications must include an Introduction that addresses issues or concerns of the initial application. Do not exceed three pages for comments directed toward the revision or provision of supplemental information.

In a revised application, there must be substantial changes in the content of the application. The application must include an Introduction of not more than three pages that summarizes the substantial additions, deletions, and changes. The Introduction must also include responses to the criticisms and issues raised in the summary statement. The changes in the Research Plan must be clearly marked by appropriate bracketing, indenting, or changing of typography, unless the changes are so extensive as to include most of the text. This exception should be explained in the Introduction. Please, do not underline or shade changes or other markings that cannot be successfully transmitted by e-mail.
 
 

Revised Applications for Funding

Applicants may not be successful in initial applications for external funding. Investigators must provide a status report as to funding resources, annually. The Repository reserves the right to re-evaluate the application in the face of other demands for materials and data.
 
 

Applications for Resources from the Repository to Expand Scope

A supplemental application may be submitted to request support for a significant expansion of a project's scope or access to specimens. A supplemental application will not be accepted until after the original specimens and data have been awarded and there is evidence that expanded access will substantially enhance the impact of the research findings. The introduction to the supplemental application should provide an overall description of the nature of the supplement and how it will influence the specific aims, research design, and methods of the award. The body of the application should contain sufficient information from the original application to allow evaluation of the proposed supplement in relation to the goals of the original application.

A progress report is required for supplemental applications. Provide the beginning and ending dates for the period covered since the project was reviewed.

A single request for supplemental data focused on the approved aims will be responded to in the 12 months following release of the data provided it does not substantially expand the scope of the project beyond that identified in the initial application. Data requests that broaden the scope of the application will be re-reviewed.
 
 

Notice of Proprietary Information

Applicants are discouraged from submitting information considered proprietary unless it is deemed essential for proper evaluation of the application. If the application contains information that the applicant organization considers trade secrets or information that is confidential or privileged, identify those pages in the application that contain this information with an asterisk (*) in the left-hand margin and provide the page numbers before the "Specific Aims" section.

When information in the application constitutes trade secrets or information that is commercial or financial, confidential or privileged, it is furnished in confidence with the understanding that the information shall be used or disclosed only for evaluation of the application. If specimens and data are awarded as a result of or in connection with the submission of this application, the Repository retains the right to use information to appropriately document methodology or quality assurance.